Order Routing Procedures
Sentinel Securities, Inc. is required to make available quarterly reports that present a general overview of our routing practices. These reports identify the significant venues to which customer orders were routed for execution during the applicable quarter.
Sentinel Securities clears its customer orders through our clearing firm, Pershing, LLC, Member NYSE / SIPC. Pershing may then route these orders to various venues for execution. Customers of Sentinel Securities may request a copy of this report.
Click here for SEC Rule 606 Order Routing Report Card
Important Note:
Enter Broker-Dealer's Full Name exactly as: Sentinel Securities Inc